Form D · Other

TOPLINE CAPITAL III (RL) LLC

Orange, CA · CIK 0001432775

Offering snapshot reported Mar 19, 2010 · SEC filing

Reported sold
$1.02M
Offering amount: $2M
Investors reported
23
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Apr 4, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$508K$1.02MApr 1, 2009: $915,000.00Apr 1, 2009Mar 19, 2010: $1,015,000.00Mar 19, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$915,000 → $1,015,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 19, 2010Amendment$1,015,000$100,000vs Apr 1, 200923SEC filing
Apr 1, 2009Amendment$915,000No comparisonNot reportedSEC filing
Apr 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$205 (estimated)
Finders' fees
$0
Form D file number
021-117182

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Ebin SmithNone

Source: Form D, filed Mar 19, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Topline Capital Llc Director

Issuer details

Industry: Other (See others in industry)

Address:
6148 E Edgemont Drive
Orange, CA, 92867