Form D · Pharmaceuticals

Topica Pharmaceuticals Inc

Los Altos, CA · CIK 0001533299

Offering snapshot reported Jun 10, 2013 · SEC filing

Reported sold
$31.5M
Offering amount: $36.3M
Investors reported
11
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 17, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$15.8M$31.5MOct 25, 2011: $20,019,071.00Oct 25, 2011Jun 10, 2013: $31,519,071.00Jun 10, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$20,019,071 → $31,519,071

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 10, 2013Amendment$31,519,071$11,500,000vs Oct 25, 201111SEC filing
Oct 25, 2011Initial$20,019,071No comparison11SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-167801
Sales and issuance of Series B Preferred Stock and the underlying Common Stock issuable upon conversion thereof

Source: Form D, filed Jun 10, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Alex Barkas Director
David Cohen, Md Director
David E. Cohen Md Mph Director
Catherine De Porceri Morton Executive
Joseph Golemme Executive
Russell Hirsch, Md, Ph.D. Director
Charles Homcy Md Director
Charles Homcy, Md Director
Norifumi Nakamura Executive
G. Kirk Raab Director
Charles Gregory Vontz Director, Executive

Issuer details

Industry: Pharmaceuticals (See others in industry)

Address:
4300 El Camino Real Suite 101
Los Altos, CA, 94022