Form D · Private Equity Fund

Topia Ventures, LLC

New York, NY · CIK 0001848053

Offering snapshot reported Feb 26, 2021 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 26, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-390695

Source: Form D, filed Feb 26, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOPIA VENTURES, LLC

Investment adviser: TOPIA VENTURES ADVISORS, LP

Gross asset value: $63M
Beneficial owners: 50
ADV minimum commitment: $5M

Reported in Form ADV on Jan 5, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PKF O'CONNOR DAVIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MAZARS USA LLP NEW YORK, New York, United States

Custodian AMERICAN STOCK TRANSFER BROOKLYN, New York, United States Related to adviser: No

Custodian COMPUTERSHARE TRUST COMPANY LOUISVILLE, Kentucky, United States Related to adviser: No

Custodian CONTINENTAL STOCK TRANSFER AND TRUST CO NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

MAZARS USA LLP
PCAOB 339

MORGAN STANLEY & CO. LLC
SEC 8-15869

Filing source

Form ADV 1697529 · Jan 5, 2023 · Schedule D 7.B.(1), fund 805-3636704453

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
David Broser	Executive
Topia Ventures Advisors, Lp	Executive
Topia Ventures Management, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

104 W. 40 Th Street, 19 Th Floor
New York, NY, 10018