Form D · Other

TopazStone Ventures LLC

New York, NY · CIK 0001713017

Offering snapshot reported Jul 26, 2017 · SEC filing

Reported sold
$150K
Offering amount: $150K
Investors reported
8
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Jul 12, 2017
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2017Initial$150,000No comparison8SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$15K
Finders' fees
$0
Form D file number
021-291536
To be paid to WealthForge Securities, LLC CRD # 152550

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WealthForge Securities, LLC152550WealthForge Securities, LLC · CRD 152550

Source: Form D, filed Jul 26, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOPAZSTONE VENTURES LLC

Investment adviser: LAWSHARES, LLC

Gross asset value
$150K
Beneficial owners
8
ADV minimum commitment
$5K

Reported in Form ADV on Dec 10, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian ATLANTIC CAPITAL BANK ATLANTA, Georgia, United States Related to adviser: No
Marketer WEALTHFORGE SECURITIES, LLC RICHMOND, Virginia, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

WEALTHFORGE SECURITIES, LLC
CRD 152550 · SEC 8-68464

Filing source

Form ADV 1254823 · Dec 10, 2018 · Schedule D 7.B.(1), fund 805-2118073060

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay Greenberg Executive
Max Volsky Executive

Issuer details

Industry: Other (See others in industry)

Address:
33 Whitehall Street Floor 16
New York, NY, 10004