Form D · Other Investment Fund
Top Tier Strategic Investment Fund, L.P.
San Francisco, CA · CIK 0001662894
Offering snapshot reported Jan 15, 2016 · SEC filing
- Reported sold
- $107M Offering amount: $107M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 23, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 15, 2016 | Initial | $107,325,300 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $872K
- Form D file number
- Not reported
The amount above includes the General Partner?s capital commitment.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Five 9 Securities, LLC | 114853 |
Source: Form D, filed Jan 15, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jessica L. Archibald | Director |
| Lisa M. Edgar | Director |
| Philip S. Paul | Director |
| Garth A.L. Timoll, Sr. | Director |
| N/A Top Tier Capital Partners, Llc | Promoter |
| N/A Top Tier Strategic Investment Management, Llc | Promoter |
| N/A Top Tier Venture Capital Cayman Administrative, Ltd. | Promoter |
| J. Daniel Townsend | Director |
| Sean C. Warren | Director |
| David A. York | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
600 Montgomery Street, Suite 480
San Francisco, CA, 94111
San Francisco, CA, 94111