Form D · Other

TOP SHIPS INC.

151 24, Maroussi, J3 · CIK 0001296484

Offering snapshot reported Oct 25, 2022 · SEC filing

Reported sold
$0
Offering amount: $7.24M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 10, 2022
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 25, 2022Initial$0No comparison1SEC filing
Jun 21, 2022Initial$0No comparison1SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$290K
Finders' fees
$0
Form D file number
021-462779
The Amount Sold is zero because we are reporting a private placement of warrants with no cash consideration yet recieved until exercise.
The sales commission was payable with respect to a transaction for which the issuance of warrants on this form was partial consideration.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
MAXIM GROUP LLC120708

Source: Form D, filed Oct 25, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stavros Emmanuel Director
Vangelis Ikonomou Executive
Paolo Javarone Director
Konstantinos Karelas Director
Konstantinos Patis Executive
Evangelos Pistiolis Director, Executive
Alexandros Tsirikos Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
1, Vassilissis Sofias Str. & Meg. Alexandrou Str.
151 24, Maroussi, J3, 00000