Form D · Retailing

Top Hat Inc

Shakopee, MN · CIK 0001328018

Offering snapshot reported Jan 27, 2010 · SEC filing

Reported sold
$1.5M
Offering amount: $1.5M
Investors reported
13
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 27, 2009
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 27, 2010Initial$1,500,010No comparison13SEC filing
Mar 19, 2009PaperNot reportedNo comparisonNot reportedSEC filing
May 16, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jul 17, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 19, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$28K
Finders' fees
$4K
Form D file number
021-77361

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
JME Investment Management, LLCNone

Source: Form D, filed Jan 27, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Boyajian Director
Jeffrey R. Gatesmith Executive
Dwight E. Helm Director
Barry Lazarus Director
George Mileusnic Director
David R. Pomje Director, Executive
Larry Thomas Director

Issuer details

Industry: Retailing (See others in industry)

Address:
108 East 1 St Ave
Shakopee, MN, 55379