Form D · Hedge Fund

Tontine Total Return Overseas Fund, Ltd.

Grand Cayman, E9 · CIK 0001460925

Offering snapshot reported Jun 6, 2016 · SEC filing

Reported sold
$20.8M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.4M$20.8MMay 21, 2009: $1,607,515.00May 21, 2009Jun 7, 2010: $4,912,482.00Jun 6, 2011: $20,832,217.00Jun 6, 2012: $20,832,217.00Jun 4, 2013: $20,832,217.00Jun 4, 2014: $20,832,217.00Jun 4, 2015: $20,832,217.00Jun 6, 2016: $20,832,217.00Jun 6, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 6, 2016Amendment$20,832,217$0vs Jun 4, 201410SEC filing
Jun 4, 2015Amendment$20,832,217$0vs Jun 4, 201410SEC filing
Jun 4, 2014Amendment$20,832,217$0vs Jun 4, 201310SEC filing
Jun 4, 2013Amendment$20,832,217$0vs Jun 6, 201210SEC filing
Jun 6, 2012Amendment$20,832,217$0vs Jun 6, 201110SEC filing
Jun 6, 2011Amendment$20,832,217$15,919,735vs Jun 7, 201010SEC filing
Jun 7, 2010Amendment$4,912,482$3,304,967vs May 21, 20096SEC filing
May 21, 2009Initial$1,607,515No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-131395

Source: Form D, filed Jun 6, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TONTINE TOTAL RETURN OVERSEAS FUND, LTD.

Investment adviser: TONTINE ASSET MANAGEMENT, LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Apr 29, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1014884 · Apr 29, 2016 · Schedule D 7.B.(1), fund 805-1696658029

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Jeffrey L. Gendell Director
Roger H. Hanson Director
James Lindstrom Director
Ttr Associates, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Avalon Trust & Corporate Svcs. Ltd. 64 Earth Close, P.O. Box 705, 1 St Floor
Grand Cayman, E9, KY1-1107