Form D · Biotechnology
TOMI Environmental Solutions, Inc.
Frederick, MD · CIK 0000314227
Offering snapshot reported Nov 28, 2023 · SEC filing
- Reported sold
- $2.6M Offering amount: $5M
- Investors reported
- 28 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 7, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 28, 2023 | Initial | $2,600,000 | No comparison | 28 | SEC filing |
| Oct 12, 2021 | Initial | $5,000,002 | No comparison | 10 | SEC filing |
| May 15, 2017 | Amendment | $6,000,000 | $700,000vs Mar 21, 2017 | 6 | SEC filing |
| Mar 21, 2017 | Initial | $5,300,000 | No comparison | 5 | SEC filing |
| Mar 20, 2015 | Amendment | $1,098,470 | $619,300vs Oct 6, 2014 | 22 | SEC filing |
| Oct 6, 2014 | Initial | $479,170 | No comparison | 7 | SEC filing |
| Jul 11, 2013 | Amendment | $5,074,000 | $1,049,000vs Apr 17, 2013 | 29 | SEC filing |
| Apr 17, 2013 | Initial | $4,025,000 | No comparison | 19 | SEC filing |
| Apr 11, 2012 | Amendment | $175,000 | $100,000vs Dec 5, 2011 | 1 | SEC filing |
| Dec 5, 2011 | Initial | $75,000 | No comparison | 1 | SEC filing |
| May 13, 2010 | Initial | $60,000 | No comparison | 1 | SEC filing |
| Mar 2, 2009 | Initial | $5,000,000 | No comparison | Not reported | SEC filing |
| Oct 22, 2008 | Initial | $1,119,700 | No comparison | Not reported | SEC filing |
| Feb 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $156K
- Finders' fees
- $0
- Form D file number
- 021-498229
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| AGES Financial Services, Inc. | 15427 |
Source: Form D, filed Nov 28, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kelly J Anderson | Director |
| Willie, Jr. Brown | Director |
| Nick Jennings | Executive |
| Walter C Johnsen | Director |
| Richard D. Johnson | Director, Executive |
| Boh Soon Lim | Director |
| Harold W. Paul | Director |
| Elissa J Shane | Director, Executive |
| Halden S Shane | Director, Executive |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
8430 Spires Way
Frederick, MD, 21701
Frederick, MD, 21701