Form D · Other Investment Fund
Toccata Capital Fund
Singapore, U0 · CIK 0001523873
Offering snapshot reported Nov 8, 2022 · SEC filing
- Reported sold
- $135M Indefinite offering
- Investors reported
- 57 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 1, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors17 → 57
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 8, 2022 | Amendment | $135,110,466 | $0vs Nov 30, 2021 | 57 | SEC filing |
| Nov 30, 2021 | Amendment | $135,110,466 | $57,887,217vs Dec 3, 2020 | 17 | SEC filing |
| Dec 3, 2020 | Amendment | $77,223,249 | $3,519,605vs Nov 7, 2019 | 17 | SEC filing |
| Nov 7, 2019 | Initial | $73,703,644 | No comparison | 23 | SEC filing |
| Nov 7, 2018 | Initial | $64,258,287 | No comparison | 23 | SEC filing |
| Nov 8, 2017 | Amendment | $70,438,135 | $70,038,135vs Jun 27, 2011 | 31 | SEC filing |
| Nov 4, 2016 | Amendment | $37,899,754 | $3,078,537vs Oct 23, 2015 | 42 | SEC filing |
| Oct 23, 2015 | Amendment | $34,821,217 | $32,418,511vs Jul 9, 2012 | 43 | SEC filing |
| Jul 9, 2012 | Amendment | $2,402,706 | $2,002,706vs Jul 12, 2011 | 11 | SEC filing |
| Jul 12, 2011 | Amendment | $400,000 | $0vs Jun 27, 2011 | 5 | SEC filing |
| Jun 27, 2011 | Initial | $400,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-352803
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| NA | None |
Source: Form D, filed Nov 8, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TOCCATA CAPITAL FUND
Investment adviser: TOCCATA CAPITAL LLC
- Gross asset value
- $0
- Beneficial owners
- 1
- ADV minimum commitment
- $500K
Reported in Form ADV on May 13, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
Filing source
Form ADV 1989418 · May 13, 2025 · Schedule D 7.B.(1), fund 805-7371531498
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Don Wayne Ebanks | Director |
| Robert Scott Meyer | Director |
| David Anthony Nuss | Director, Executive, Promoter |
| Assia Todorova Turner | Executive |
| Edwin Joseph Wheeler, Jr | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Singapore, U0, 298135