Form D · Other Investment Fund

Toccata Capital Fund

Singapore, U0 · CIK 0001523873

Offering snapshot reported Nov 8, 2022 · SEC filing

Reported sold
$135M
Indefinite offering
Investors reported
57
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jun 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$67.6M$135MNov 7, 2019: $73,703,644.00Nov 7, 2019Dec 3, 2020: $77,223,249.00Dec 3, 2020Nov 30, 2021: $135,110,466.00Nov 30, 2021Nov 8, 2022: $135,110,466.00Nov 8, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors17 → 57

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2022Amendment$135,110,466$0vs Nov 30, 202157SEC filing
Nov 30, 2021Amendment$135,110,466$57,887,217vs Dec 3, 202017SEC filing
Dec 3, 2020Amendment$77,223,249$3,519,605vs Nov 7, 201917SEC filing
Nov 7, 2019Initial$73,703,644No comparison23SEC filing
Nov 7, 2018Initial$64,258,287No comparison23SEC filing
Nov 8, 2017Amendment$70,438,135$70,038,135vs Jun 27, 201131SEC filing
Nov 4, 2016Amendment$37,899,754$3,078,537vs Oct 23, 201542SEC filing
Oct 23, 2015Amendment$34,821,217$32,418,511vs Jul 9, 201243SEC filing
Jul 9, 2012Amendment$2,402,706$2,002,706vs Jul 12, 201111SEC filing
Jul 12, 2011Amendment$400,000$0vs Jun 27, 20115SEC filing
Jun 27, 2011Initial$400,000No comparison5SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-352803

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NANone

Source: Form D, filed Nov 8, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TOCCATA CAPITAL FUND

Investment adviser: TOCCATA CAPITAL LLC

Gross asset value
$0
Beneficial owners
1
ADV minimum commitment
$500K

Reported in Form ADV on May 13, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PORTCULLIS FUND ADMINISTRATION (S) PTE LTD SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian THE NORTHERN TRUST COMPANY SINGAPORE, Singapore Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

Filing source

Form ADV 1989418 · May 13, 2025 · Schedule D 7.B.(1), fund 805-7371531498

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Don Wayne Ebanks Director
Robert Scott Meyer Director
David Anthony Nuss Director, Executive, Promoter
Assia Todorova Turner Executive
Edwin Joseph Wheeler, Jr Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
510 Thomson Road #12 06 Slf Building
Singapore, U0, 298135