Form D · Other Banking and Financial Services
TOB Funding, LLC
Brevard, NC · CIK 0001778810
Offering snapshot reported Jun 5, 2019 · SEC filing
- Reported sold
- Yet to sell Offering amount: $4M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 5, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $240K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-341174
Carolina Financial Securities, LLC (?CFS?) as a placement fee, will receive 6.0% of the funds raised from investors identified by CFS and 3.0% of funds raised from investors identified by the Company.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce V Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| Peter S Milhaupt | 728310 | Carolina Financial Securites, LLC · CRD 41970 |
Source: Form D, filed Jun 5, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bruce Victor Roberts | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
100 Elks Club Road
Brevard, NC, 28712
Brevard, NC, 28712