Form D · Commercial

TNP Titan Plaza Fund, LLC

Irvine, CA · CIK 0001501981

Offering snapshot reported Dec 1, 2010 · SEC filing

Reported sold
$400K
Offering amount: $4.25M
Investors reported
8
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 20, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$200K$400KOct 21, 2010Oct 22, 2010: $125,000.00Nov 18, 2010: $400,000.00Nov 18, 2010Dec 1, 2010: $400,000.00Dec 1, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 1, 2010Amendment$400,000$0vs Nov 18, 20108SEC filing
Nov 18, 2010Amendment$400,000$275,000vs Oct 22, 20108SEC filing
Oct 22, 2010Amendment$125,000No comparison2SEC filing
Oct 21, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$298K (estimated)
Finders' fees
$0
Form D file number
021-149423

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Sammy D. Tally1775830BFT Financial Group, LLC · CRD 109121
Ronald A. Leathers1311918TNP Securities, LLC · CRD 149178
Dwight K. Kay5376903Independent Financial Group, LLC · CRD 7717
James P. Keane4586881TNP Securities, LLC · CRD 149178
Roland R. Manarin843410Manarin Securities Corporation · CRD 37611
Ronald D. Birnbaum2382580Advisory Group Equity Services Ltd. · CRD 15427

Source: Form D, filed Dec 1, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Johnna Howard Executive
Christopher M. Lal Executive
Michael N Loukas Executive
Jack R. Maurer Executive
Anthony W. Thompson Executive
X Thompson National Properties, Llc Promoter
X Tnp 2008 Participating Notes Program, Llc Promoter
Wendy Worcester Executive

Issuer details

Industry: Commercial (See others in industry)

Address:
C/O Thompson National Properties, Llc 1900 Main Street, Suite 700
Irvine, CA, 92614