Form D · Other Real Estate
TNP 6700 Santa Monica Boulevard, DST
Irvine, CA · CIK 0001460849
Offering snapshot reported Jan 22, 2010 · SEC filing
- Reported sold
- $9.79M Offering amount: $16.6M
- Investors reported
- 66 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Apr 2, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$7,847,167 → $9,788,931
- Reported investors55 → 66
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 22, 2010 | Amendment | $9,788,931 | $1,941,764vs Nov 20, 2009 | 66 | SEC filing |
| Nov 20, 2009 | Amendment | $7,847,167 | $900,000vs Oct 6, 2009 | 55 | SEC filing |
| Oct 6, 2009 | Amendment | $6,947,167 | $453,438vs Sep 30, 2009 | 50 | SEC filing |
| Sep 30, 2009 | Amendment | $6,493,729 | $1,472,966vs Jul 16, 2009 | 47 | SEC filing |
| Jul 16, 2009 | Amendment | $5,020,763 | $2,565,763vs Apr 14, 2009 | 34 | SEC filing |
| Jun 17, 2009 | Amendment | $4,577,000 | $2,122,000vs Apr 14, 2009 | 30 | SEC filing |
| Jun 12, 2009 | Amendment | $4,135,000 | $1,680,000vs Apr 14, 2009 | 26 | SEC filing |
| Apr 14, 2009 | Initial | $2,455,000 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.66M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-130215
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Robert R. Tweed | 2339324 | CapWest Securities, Inc. · CRD 30002 |
| Donald S. Meredith | 1867703 | Professional Asset Management, Inc. · CRD 21125 |
| Tracy R. Turner | 1385745 | CapWest Securities, Inc. · CRD 30002 |
| Daniel P. Raupp | 4079107 | GunnAllen Financial, Inc. · CRD 17609 |
| John H. Ferguson | 4947624 | Independent Financial Group, LLC · CRD 7717 |
| ARI Financial Services, Inc. | 137608 | ARI Financial Services, Inc. · CRD 137608 |
| Gordon W. Yee | 2339698 | National Securities Corporation · CRD 7569 |
| Lara J. Vanian | 4818018 | Direct Capital Securities, Inc. · CRD 29639 |
| Garry W. Yee | 4927888 | National Securities Corporation · CRD 7569 |
| Christopher L. Goslin | 1720162 | GunnAllen Financial, Inc. · CRD 17609 |
| John H. Cadwell | 2862886 | Cullum & Burkes Securities, Inc. · CRD 46600 |
| John M. Butler | 1951436 | Investment Security Corporation · CRD 47536 |
| Pacific West Securities, Inc. | 6390 | Pacific West Securities, Inc. · CRD 6390 |
| Christopher T. Miller | 4044818 | Private Asset Group, Inc. · CRD 142541 |
| Toni L. Sutherland | 2729672 | Independent Financial Group, LLC · CRD 7717 |
| John G. Chess | 4812430 | Investors Capital Corp. · CRD 30613 |
| Berthel, Fisher & Company Financial Services, Inc. | 13609 | Berthel, Fisher & Company Financial Services, Inc. · CRD 13609 |
| Robert A. Horning | 2311640 | Centaurus Financial, Inc. · CRD 30833 |
| William R. Furlong, Jr. | 801636 | Newport Coast Securities · CRD 16944 |
| Timothy J. Sherer | 833618 | J.P. Turner & Company, L.L.C. · CRD 43177 |
| Craig S. Sturges | 1315735 | Centaurus Financial, Inc. · CRD 30833 |
| William F. White | 2168943 | Primex · CRD 29394 |
| Christopher M. Schellin | 5575534 | Capstone Financial Group, Inc. · CRD 133591 |
| Ryan McGuire | 5435181 | TNP Securities, LLC · CRD 149178 |
Source: Form D, filed Jan 22, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Greg Genovese | Executive |
| Darryll Goodman | Executive |
| Johnna Howard | Executive |
| Jack R Maurer | Director, Executive |
| Anthony W Thompson | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
1900 Main Street, Suite 700
Irvine, CA, 92614
Irvine, CA, 92614