Form D · Other Real Estate

TNP 6700 Santa Monica Boulevard, DST

Irvine, CA · CIK 0001460849

Offering snapshot reported Jan 22, 2010 · SEC filing

Reported sold
$9.79M
Offering amount: $16.6M
Investors reported
66
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 2, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.89M$9.79MApr 14, 2009: $2,455,000.00Apr 14, 2009Jun 12, 2009: $4,135,000.00Jun 17, 2009: $4,577,000.00Jul 16, 2009: $5,020,763.00Sep 30, 2009: $6,493,729.00Oct 6, 2009: $6,947,167.00Nov 20, 2009: $7,847,167.00Jan 22, 2010: $9,788,931.00Jan 22, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$7,847,167 → $9,788,931
  • Reported investors55 → 66

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 22, 2010Amendment$9,788,931$1,941,764vs Nov 20, 200966SEC filing
Nov 20, 2009Amendment$7,847,167$900,000vs Oct 6, 200955SEC filing
Oct 6, 2009Amendment$6,947,167$453,438vs Sep 30, 200950SEC filing
Sep 30, 2009Amendment$6,493,729$1,472,966vs Jul 16, 200947SEC filing
Jul 16, 2009Amendment$5,020,763$2,565,763vs Apr 14, 200934SEC filing
Jun 17, 2009Amendment$4,577,000$2,122,000vs Apr 14, 200930SEC filing
Jun 12, 2009Amendment$4,135,000$1,680,000vs Apr 14, 200926SEC filing
Apr 14, 2009Initial$2,455,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$1.66M (estimated)
Finders' fees
$0
Form D file number
021-130215

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Robert R. Tweed2339324CapWest Securities, Inc. · CRD 30002
Donald S. Meredith1867703Professional Asset Management, Inc. · CRD 21125
Tracy R. Turner1385745CapWest Securities, Inc. · CRD 30002
Daniel P. Raupp4079107GunnAllen Financial, Inc. · CRD 17609
John H. Ferguson4947624Independent Financial Group, LLC · CRD 7717
ARI Financial Services, Inc.137608ARI Financial Services, Inc. · CRD 137608
Gordon W. Yee2339698National Securities Corporation · CRD 7569
Lara J. Vanian4818018Direct Capital Securities, Inc. · CRD 29639
Garry W. Yee4927888National Securities Corporation · CRD 7569
Christopher L. Goslin1720162GunnAllen Financial, Inc. · CRD 17609
John H. Cadwell2862886Cullum & Burkes Securities, Inc. · CRD 46600
John M. Butler1951436Investment Security Corporation · CRD 47536
Pacific West Securities, Inc.6390Pacific West Securities, Inc. · CRD 6390
Christopher T. Miller4044818Private Asset Group, Inc. · CRD 142541
Toni L. Sutherland2729672Independent Financial Group, LLC · CRD 7717
John G. Chess4812430Investors Capital Corp. · CRD 30613
Berthel, Fisher & Company Financial Services, Inc.13609Berthel, Fisher & Company Financial Services, Inc. · CRD 13609
Robert A. Horning2311640Centaurus Financial, Inc. · CRD 30833
William R. Furlong, Jr.801636Newport Coast Securities · CRD 16944
Timothy J. Sherer833618J.P. Turner & Company, L.L.C. · CRD 43177
Craig S. Sturges1315735Centaurus Financial, Inc. · CRD 30833
William F. White2168943Primex · CRD 29394
Christopher M. Schellin5575534Capstone Financial Group, Inc. · CRD 133591
Ryan McGuire5435181TNP Securities, LLC · CRD 149178

Source: Form D, filed Jan 22, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Greg Genovese Executive
Darryll Goodman Executive
Johnna Howard Executive
Jack R Maurer Director, Executive
Anthony W Thompson Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
1900 Main Street, Suite 700
Irvine, CA, 92614