Form D · Commercial

TNP 2008 Participating Notes Program, LLC

Irvine, CA · CIK 0001455455

Offering snapshot reported Oct 16, 2009 · SEC filing

Reported sold
$15.1M
Offering amount: $25M
Investors reported
244
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Dec 17, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$7.53M$15.1MApr 27, 2009: $7,257,293.00Apr 27, 2009Jun 24, 2009: $9,487,819.00Jun 24, 2009Jul 16, 2009: $11,267,819.00Aug 31, 2009: $12,257,247.00Aug 31, 2009Oct 16, 2009: $15,061,547.00Oct 16, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$12,257,247 → $15,061,547
  • Reported investors209 → 244

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 16, 2009Amendment$15,061,547$2,804,300vs Aug 31, 2009244SEC filing
Aug 31, 2009Amendment$12,257,247$989,428vs Jul 16, 2009209SEC filing
Jul 16, 2009Amendment$11,267,819$1,780,000vs Jun 24, 2009193SEC filing
Jun 24, 2009Amendment$9,487,819$2,230,526vs Apr 27, 2009165SEC filing
Jun 1, 2009Amendment$8,403,819No comparisonNot reportedSEC filing
Apr 27, 2009Amendment$7,257,293No comparisonNot reportedSEC filing
Apr 16, 2009Amendment$6,533,293No comparisonNot reportedSEC filing
Feb 25, 2009Initial$2,650,000No comparisonNot reportedSEC filing
Feb 6, 2009Initial$1,630,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$70K (estimated)
Finders' fees
$0
Form D file number
021-126649

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Gary L. Flater1049132MCL Financial Group, Inc. · CRD 41180
Berthel, Fisher and Company Financial CorporationNoneBerthel, Fisher and Company Financial Services, Inc. · CRD 13609
Steven A. Arnold710263Omni Brokerage, Inc. · CRD 16878
Carlton and Associates, Inc.20999Carlton and Associates, Inc. · CRD 20999
Pacific West Securities, Inc.6390Pacific West Securities, Inc. · CRD 6390
ARI Financial Services, Inc.137608ARI Financial Services, Inc. · CRD 137608
Dennis I. Weiss462338American Investors Company · CRD 38
Joel D. Kamphuis1730775GunnAllen Financial, Inc. · CRD 17609
Anthony C. Marcello III2844880GunnAllen Financial, Inc. · CRD 17609
Christopher L. Goslin1720162GunnAllen Financial, Inc. · CRD 17609
Jason M. Baker2571121GunnAllen Financial, Inc. · CRD 17609
Workman Securities Corporation31898Workman Securities Corporation · CRD 31898
Cindy C. W. Chiu4663184Direct Capital Securities, Inc. · CRD 29639
James M. Lamont2846228Independent Financial Group, LLC · CRD 7717
Michael N. Bernier4804721Independent Financial Group, LLC · CRD 7717
Kenneth C. Miles812979Independent Financial Group, LLC · CRD 7717
Saverio M. Martiradonna1986361Newbridge Securities Corporation · CRD 104065
Yi Chen Yang4024717MCL Financial Group, Inc. · CRD 41180
Christina S. Nielson4866971Omni Brokerage, Inc. · CRD 16878
Tracy R. Turner1385745CapWest Securities, Inc. · CRD 30002
Daniel P. Deighan1029361Boogie Investment Group, Inc. · CRD 142200
Brenda L. Dupuis5264028United Equity Securities, LLC · CRD 47261
Patrick J. Callen718556Merrimac Corporate Securities, Inc. · CRD 35463
Kenneth P. Brown726425J. P. Turner and Company, L.L.C. · CRD 43177
Timothy J. Sherer833618J. P. Turner and Company, L.L.C. · CRD 43177
Carl F. Worden III3130121J. P. Turner and Company, L.L.C. · CRD 43177
Damian J. Dering2854253Independent Financial Group, LLC · CRD 7717
Bryon E. Martinsen1621649Centaurus Financial, Inc. · CRD 30833
QA3 Financial Corp.14754QA3 Financial Corp. · CRD 14754
William W. Gammon1811853Centaurus Financial, Inc. · CRD 30833
Eric W. Kuchel4118500Crown Capital Securities, L.P. · CRD 6312
Richard D. Laspaluto2541603Centaurus Financial, Inc. · CRD 30833
Christopher M. Schellin5575534MICG Investment Management, LLC · CRD 104028
James R. McIsaac328495Crown Capital Securities, L.P. · CRD 6312
Jason T. Hill3209702Centaurus Financial, Inc. · CRD 30833
William D. Marler2166060Newport Coast Securities · CRD 16944

Source: Form D, filed Oct 16, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jack R. Maurer Executive, Promoter
Anthony W. Thompson Executive, Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
1901 Main Street, Suite 108
Irvine, CA, 92614