Form D · Commercial
TNP 1265 NW Waterhouse Ave, DST
Irvine, CA · CIK 0001518160
Offering snapshot reported Jul 19, 2011 · SEC filing
- Reported sold
- $2.09M Offering amount: $5.52M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $66.2K Reported outside-investor minimum
- First sale
- Jul 14, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 13
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 19, 2011 | Amendment | $2,090,242 | No comparison | 13 | SEC filing |
| Jun 2, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $386K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-160688
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Tracy R. Turner | 1385745 | Lighthouse Capital Corporation · CRD 41812 |
| Kenneth A. Corlett | 2681963 | First Financial Equity Corporation · CRD 16507 |
| Frederick P. Baerenz | 2388453 | Pacific West Securities, Inc. · CRD 6390 |
| Thomas A. Barkume | 1262546 | Geneos Wealth Management, Inc. · CRD 120894 |
| Craig S. Sturges | 1315735 | Centaurus Financial, Inc. · CRD 30833 |
| Russell L. Bacon | 4542975 | Pacific West Securities, Inc. · CRD 6390 |
| Christopher T. Miller | 4044818 | Allied Beacon Partners, Inc. · CRD 46227 |
| Greg S. Bowen | 2328903 | Pacific West Securities, Inc. · CRD 6390 |
| Susan J. Gitt | 5580509 | Allied Beacon Partners, Inc. · CRD 46227 |
| Robert A. Cannon | 2765289 | Pacific West Securities, Inc. · CRD 6390 |
| John M. Butler | 1951436 | Investment Security Corporation · CRD 47536 |
| Eric J. Schindler | 1439999 | Pacific West Securities, Inc. · CRD 6390 |
| Manuel Ramos | 1956224 | Centaurus Financial, Inc. · CRD 30833 |
Source: Form D, filed Jul 19, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Christian Gabrielsen | Executive |
| Christopher M. Lai | Executive |
| Jack R. Maurer | Executive |
| Candice Rice | Executive |
| Anthony W. Thompson | Executive |
| Thompson National Properties, Llc | Promoter |
| Talle Voorhies | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
C/O Thompson National Properties, Llc 1900 Main Street, Suite 700
Irvine, CA, 92614
Irvine, CA, 92614