Form D · Commercial
TNP 121 S. Martin Luther King Blvd., DST
Irvine, CA · CIK 0001499963
Offering snapshot reported Dec 1, 2010 · SEC filing
- Reported sold
- $3.01M Offering amount: $7.88M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Aug 20, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$275,000 → $3,008,159
- Reported investors2 → 17
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 1, 2010 | Amendment | $3,008,159 | $2,733,159vs Sep 14, 2010 | 17 | SEC filing |
| Sep 14, 2010 | Initial | $275,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06, 3C, 3C.1, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $552K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-147678
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| William M. Swayne II | 440968 | Pacific West Securities, Inc. · CRD 6390 |
| Dwight K. Kay | 5376903 | Independent Financial Group, LLC · CRD 7717 |
| Mark A. Cline | 3206962 | Great Nation Investment Corporation · CRD 19981 |
| John M. Butler | 1951436 | Investment Security Corporation · CRD 47536 |
| Timothy A. Romig | 1101718 | Kalos Capital, Inc. · CRD 44337 |
| Jack R. Maurer | 3081542 | TNP Securities, LLC · CRD 149178 |
| Christopher M. Schellin | 5575534 | American Beacon Partners, Inc. · CRD 15791 |
| William F. White | 2168943 | Primex · CRD 29394 |
| George C. Merhoff, Jr. | 2918171 | Pacific West Securities, Inc. · CRD 6390 |
| Edward D. Kirkwood | 1314686 | Crown Capital Securities, L.P. · CRD 6312 |
| Donald T. Milin | 334302 | Western International Securities, Inc. · CRD 39262 |
| Jason T. Hill | 3209702 | Centaurus Financial, Inc. · CRD 30833 |
| Donna M. Stevenson | 2856535 | Pacific West Securities, Inc. · CRD 6390 |
| Brian D. Vosberg | 4476509 | Centaurus Financial, Inc. · CRD 30833 |
Source: Form D, filed Dec 1, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Johnna Howard | Executive |
| Christopher M. Lal | Executive |
| Michael N. Loukas | Executive |
| Jack R. Maurer | Executive |
| Anthony W. Thompson | Executive |
| Wendy Worcester | Executive |
Issuer details
Industry: Commercial (See others in industry)
Address:
C/O Thompson National Properties, Llc 1900 Main Street, Suite 700
Irvine, CA, 92614
Irvine, CA, 92614