Form D · Other Real Estate

TNP 12 PERCENT NOTES PROGRAM LLC

Irvine, CA · CIK 0001445402

Offering snapshot reported Dec 21, 2009 · SEC filing

Reported sold
$21.6M
Offering amount: $21.6M
Investors reported
418
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 13, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$10.8M$21.6MJun 24, 2009: $17,498,723.00Jun 24, 2009Dec 21, 2009: $21,555,537.00Dec 21, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$17,498,723 → $21,555,537
  • Reported investors342 → 418

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2009Amendment$21,555,537$4,056,814vs Jun 24, 2009418SEC filing
Jun 24, 2009Initial$17,498,723No comparison342SEC filing
Apr 30, 2009Initial$16,585,723No comparisonNot reportedSEC filing
Sep 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$1.51M (estimated)
Finders' fees
$0
Form D file number
021-122549

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Jack R. Maurer3081542ARI Financial Services, Inc. · CRD 137608
Pacific West Securities, Inc.6390Pacific West Securities, Inc. · CRD 6390
Dennis I. Weiss462338American Investors Company · CRD 38
William F. Wiles1309295VSR Financial Services, Inc. · CRD 14503
Timothy J. Sherer833618J.P. Turner and Company, LLC · CRD 43177
David C. Waal1226437Omni Brokerage, Inc. · CRD 16878
Gene W. Walter2418827Money Concepts Capital Corp. · CRD 12963
Miki Hashimoto4728769Empire Securities Corporation · CRD 2826
Michael L. Cruz2130750Cortlandt Securities Corporation · CRD 137356
Calton and Associates, Inc.20999Calton and Associates, Inc. · CRD 20999
Brian M. Hunter3108291Omni Brokerage, Inc. · CRD 16878
Louis K. Kittlaus602059Edwin C. Blitz Investments, Inc. · CRD 7638
Sharlene J. Spencer4712307MCL Financial Group, Inc. · CRD 41180
Jack W. Ellison2584997Independent Financial Group, LLC · CRD 7717
Eul H. Choi1592055Hamni Asset Securities, Inc. · CRD 137893
Leslie V. Anderton873403Wilson-Davis and Co., Inc. · CRD 3777
William B. Park2073037United Equity Securities, LLC · CRD 47261
Daniel P. Deighan1029361Boogie Investment Group, Inc. · CRD 142200
David H. Noe1629962GunnAllen Financial, Inc. · CRD 17609
Michael N. Bernier4804721Independent Financial Group, LLC · CRD 7717
Michael N. Loukas2707992ARI Financial Services, Inc. · CRD 137608
Gary L. Flater1049132MCL Financial Group, Inc. · CRD 41180
John H. Cadwell2862886Cullum and Burks Securities, Inc. · CRD 46600
Franklin J. McElroy2237589GunnAllen Financial, Inc. · CRD 17609
Bart J. Bryant2228278GunnAllen Financial, Inc. · CRD 17609
Edwin C. Blitz23659Edwin C. Blitz Investments, Inc. · CRD 7638
Toni L. Sutherland2729672Independent Financial Group, LLC · CRD 7717
Matthew R. Lee4850614Independent Financial Group, LLC · CRD 7717
John J. Clifford5021852ARI Financial Services, Inc. · CRD 137608
Terrell J. Gertge2956582MCL Financial Group, Inc. · CRD 41180
Zoltan R. Posa4277093Independent Financial Group, LLC · CRD 7717
Troy L. Gagliardi2692752Newbridge Securities Corporation · CRD 104065
M. Gene Walter851987MCL Financial Group, Inc. · CRD 41180
Stephen A. Pierce2170820GunnAllen Financial, Inc. · CRD 17609
Workman Securities Corporation31898Workman Securities Corporation · CRD 31898
Direct Capital Securities, Inc.29639Direct Capital Securities, Inc. · CRD 29639
Ronald A. Leather1311918ARI Financial Services, Inc. · CRD 137608
Yi-Chen C. Yang4024717MCL Financial Group, Inc. · CRD 41180

Source: Form D, filed Dec 21, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jack R. Maurer Executive, Promoter
Anthony W. Thompson Executive, Promoter
X X Thompson National Properties, Llc Executive

Issuer details

Industry: Other Real Estate (See others in industry)

Address:
1901 Main Street Suite 108
Irvine, CA, 92614