Form D · Private Equity Fund

TMC Opportunity Fund 1, LLC

Irvine, CA · CIK 0001582165

Offering snapshot reported Jul 31, 2013 · SEC filing

Reported sold: $44M
Investors reported: 5
Minimum accepted: $1M
First sale: May 1, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 31, 2013	Initial	$44,000,000	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-200497

Source: Form D, filed Jul 31, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TMC OPPORTUNITY FUND 1, LLC

Investment adviser: TMC CAPITAL ADVISORS, LLC

Gross asset value: $13M
Beneficial owners: 10
ADV minimum commitment: $1M

Reported in Form ADV on Jun 4, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ARMANINO LLP SAN RAMON, California, United States

Custodian EAST WEST BANK EL MONTE, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ARMANINO LLP
PCAOB 32

Filing source

Form ADV 1881263 · Jun 4, 2024 · Schedule D 7.B.(1), fund 805-4172694262

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
TMC Opportunity Fund 1, LLC (this fund)	Jul 31, 2013	$44,000,000	5
TMC Opportunity Fund 2, LLC	Oct 20, 2017	$13,250,000	7

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Phil Bates	Executive
Mark Ferraro	Executive
Deirdre Spalding	Executive
Llc Tmc Capital Advisors	Promoter
Nancy Voien	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

101 Pacifica Suite 200
Irvine, CA, 92618