Form D · Hedge Fund

Tise Peak Investors (Cayman), Ltd.

Grand Cayman, E9 · CIK 0001536913

Offering snapshot reported Feb 24, 2021 · SEC filing

Reported sold: $5.5M
Investors reported: 2
Minimum accepted: $100K
First sale: Jul 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2021	Amendment	$5,500,000	$0vs Feb 24, 2020	2	SEC filing
Feb 24, 2020	Amendment	$5,500,000	$0vs Jul 8, 2019	2	SEC filing
Jul 8, 2019	Amendment	$5,500,000	$0vs Jul 6, 2018	2	SEC filing
Jul 6, 2018	Amendment	$5,500,000	$0vs Jul 11, 2017	2	SEC filing
Jul 11, 2017	Amendment	$5,500,000	$0vs Dec 15, 2016	2	SEC filing
Dec 15, 2016	Amendment	$5,500,000	$0vs Dec 15, 2015	2	SEC filing
Dec 15, 2015	Amendment	$5,500,000	$0vs Dec 15, 2014	2	SEC filing
Dec 15, 2014	Amendment	$5,500,000	$0vs Dec 23, 2013	2	SEC filing
Dec 23, 2013	Amendment	$5,500,000	$0vs Dec 28, 2012	2	SEC filing
Dec 28, 2012	Amendment	$5,500,000	$0vs Dec 29, 2011	2	SEC filing
Dec 29, 2011	Initial	$5,500,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-170884

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Wellington Funds Distributors Inc.	152768

Source: Form D, filed Feb 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TISE PEAK INVESTORS (CAYMAN), LTD.

Investment adviser: WELLINGTON ALTERNATIVE INVESTMENTS LLC

Gross asset value: $107K
Beneficial owners: 1
ADV minimum commitment: $1M

Reported in Form ADV on Dec 1, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator INTERNATIONAL FUND SERVICES (N.A.), L.L.C. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Marketer WELLINGTON FUNDS DISTRIBUTORS INC. BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

WELLINGTON FUNDS DISTRIBUTORS INC.
CRD 152768 · SEC 8-68476

Filing source

Form ADV 1575176 · Dec 1, 2021 · Schedule D 7.B.(1), fund 805-8884902757

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Helen E. Clement	Director
Jonathan C. Conant	Director
Michael J. Feder	Director
Gregory S. Konzal	Director
Neil A. Medugno	Director
Susan G. O'connell	Director
Matthew N. Shea	Director
Wellington Alternative Investments Llc	Executive
Wellington Management Company Llp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ogier Global (Cayman) Limited 89 Nexus Way, Camana Bay
Grand Cayman, E9, KY1-9009