Form D · Other Banking and Financial Services
TIP-1 LLC
New York, NY · CIK 0001634507
Offering snapshot reported Mar 5, 2015 · SEC filing
- Reported sold
- $1M Offering amount: $15M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Feb 18, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 5, 2015 | Initial | $1,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $0 (estimated)
- Finders' fees
- $50K (estimated)
- Form D file number
- 021-235298
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Griffin Financial Group, LLC | 119004 | |
| Greentree Brokerage Services, Inc. | 45316 |
Source: Form D, filed Mar 5, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Fuld | Executive |
| David Karlin | Executive |
| N/A Thor Investment Holdings Llc | Executive |
| N/A Thor Managing Member Llc | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
400 Park Avenue Suite 610
New York, NY, 10022
New York, NY, 10022