Form D · Commercial Banking
TIG Bancorp
Hotchkiss, CO · CIK 0001714284
Offering snapshot reported Nov 21, 2017 · SEC filing
- Reported sold
- $29.9M Offering amount: $30M
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Nov 8, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 55
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 21, 2017 | Amendment | $29,900,000 | No comparison | 55 | SEC filing |
| Aug 14, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- Yes
- Sales commissions
- $1.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-292740
The maximum decreased to $30MM from $33MM. The offering includes the issuance of both voting and non-voting common stock although the issuer only intends to issue non-voting stock to institutional investors to comply with applicable banking regulations.
The amount above represents the maximum amount the issuer will pay in sales commissions. Stonecrest shall receive sales commissions of 6% of the gross amount of securities sold in the offering to investors who were introduced by Stonecrest.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stonecrest Capital Markets, Inc. | 39616 | John Randolph · CRD 1848519 |
Source: Form D, filed Nov 21, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Boyd B Hodges | Director, Executive, Promoter |
| Gary L Webb | Director, Executive, Promoter |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
102 East Bridge St.
Hotchkiss, CO, 81419
Hotchkiss, CO, 81419