Form D · Other Banking and Financial Services
Tier1 Alpha Asset Management, LLC
Columbus, OH · CIK 0002161464
Offering snapshot reported Oct 27, 2026 · SEC filing
- Reported sold
- $4.89M Offering amount: $7M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 19, 2026 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 27, 2026 | Initial | $4,890,359 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-602668
Amounts sold are as of the date of this filing. The Company expects to hold one or more additional closings.
Source: Form D, filed Oct 27, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Harley Bassman | Director |
| Michael W Green | Director, Executive |
| James Seth Metcalf | Director, Executive |
| David Pegler | Executive |
| Craig Peterson | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
1050 Glendale Ave
Columbus, OH, 43212
Columbus, OH, 43212