Form D · Other Investment Fund

TIDEWATER FUTURES FUND LP

New York, NY · CIK 0001140509

Offering snapshot reported Oct 3, 2013 · SEC filing

Reported sold
$165M
Indefinite offering
Investors reported
1,898
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 1, 2005
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$82.6M$165MJul 1, 2009: $159,999,925.00Jul 1, 2009Oct 14, 2009: $160,304,925.00Jun 18, 2010: $161,192,925.00Jul 8, 2010: $161,192,925.00Dec 16, 2010: $162,718,925.00Oct 5, 2011: $163,843,654.00Dec 22, 2011: $164,944,261.00Oct 15, 2012: $165,286,423.00May 2, 2013: $165,286,423.00Sep 9, 2013: $165,286,423.00Oct 3, 2013: $165,286,423.00Oct 3, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2013Amendment$165,286,423$0vs Sep 9, 20131,898SEC filing
Sep 9, 2013Amendment$165,286,423$0vs May 2, 20131,898SEC filing
May 2, 2013Amendment$165,286,423$0vs Oct 15, 20121,898SEC filing
Oct 15, 2012Amendment$165,286,423$342,162vs Dec 22, 20111,898SEC filing
Dec 22, 2011Amendment$164,944,261$1,100,607vs Oct 5, 20111,893SEC filing
Oct 5, 2011Amendment$163,843,654$1,124,729vs Dec 16, 20101,879SEC filing
Dec 16, 2010Amendment$162,718,925$1,526,000vs Jul 8, 20101,865SEC filing
Jul 8, 2010Amendment$161,192,925$0vs Jun 18, 20101,857SEC filing
Jun 18, 2010Amendment$161,192,925$888,000vs Oct 14, 20091,857SEC filing
Oct 14, 2009Amendment$160,304,925$305,000vs Jul 1, 20091,837SEC filing
Jul 1, 2009Amendment$159,999,925No comparison1,813SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$1.3M (estimated)
Finders' fees
$0
Form D file number
021-128347
The estimate of fees includes projected fees payable over the next 12 months.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Citigroup Global Markets Inc. ("CGM")7059Citigroup Global Markets Inc. · CRD 7059
Morgan Stanley Smith Barney LLC ("MSSB")149777Morgan Stanley Smith Barney LLC · CRD 149777
Richard Zinman1212093CREDIT SUISSE SECURITIES (USA) LLC ("CS") · CRD 816
ANTHONY A. DERTOUZOS4025638CREDIT SUISSE SECURITIES (USA) LLC · CRD 816
JOHN D. MORENO5111456CREDIT SUISSE SECURITIES (USA) LLC · CRD 816

Source: Form D, filed Oct 3, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Craig Abruzzo Director
Jeremy Beal Director
Ian Bernstein Director
Brian Centner Executive
Steven Ciampi Director
Alper Daglioglu Director, Executive
Walter Davis Director, Executive
Daryl Dewbrey Director
Patrick T. Egan Director
Damian George Executive
Harry Handler Director
Douglas J. Ketterer Director
Alice Lonero Executive
Jennifer Magro Director, Executive
Michael Mc Grath Director
Colbert Narcisse Director
Raymond Nolte Director
Jerry Pascucci Director, Executive
Ihor Rakowsky Director, Executive
Shelley Deavitt Ullman Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ceres Managed Futures Llc 522 Fifth Avenue, 14 Th Floor
New York, NY, 10036