Form D · Other Investment Fund

TICO Investment Vehicle IV, LP

New York, NY · CIK 0001622348

Offering snapshot reported Oct 17, 2014 · SEC filing

Reported sold: $5M
Investors reported: 11
Minimum accepted: $0
First sale: Aug 29, 2014

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 17, 2014	Initial	$5,000,000	No comparison	11	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-226663

Source: Form D, filed Oct 17, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TICO INVESTMENT VEHICLE IV, LP

Investment adviser: TERRAPIN ASSET MANAGEMENT, LLC

Gross asset value: $19K
Beneficial owners: 11
ADV minimum commitment: $50K

Reported in Form ADV on Mar 31, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY, LTD HUNT VALLEY, Maryland, United States

Custodian BMO HARRIS BANK, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian SIGNATURE BANK WHITE PLAINS, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY, LTD
PCAOB 925

Filing source

Form ADV 1191393 · Mar 31, 2018 · Schedule D 7.B.(1), fund 805-8632409431

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
TICO Investment Vehicle I, LP	Jul 10, 2014	$3,700,000	8
TICO Investment Vehicle II, LP	Aug 22, 2014	$2,000,000	4
TICO Investment Vehicle IV, LP (this fund)	Oct 17, 2014	$5,000,000	11

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Sanjay Arora	Executive
Nathan D. Leight	Executive
N/A Tico Gp, Llc	Promoter
N/A Tico Management Company, Lp	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

590 Madison Avenue, 35th Floor
New York, NY, 10022