Form D · Hedge Fund

TIBERIUS OC FUND, LTD.

Grand Cayman, E9 · CIK 0001467376

Offering snapshot reported Jul 3, 2012 · SEC filing

Reported sold
$47M
Indefinite offering
Investors reported
19
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Jul 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.5M$47MJul 14, 2010: $11,180,000.00Jul 14, 2010May 27, 2011: $11,180,000.00May 27, 2011Jun 5, 2012: $11,180,000.00Jul 3, 2012: $46,970,204.00Jul 3, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$11,180,000 → $46,970,204
  • Reported investors9 → 19

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 3, 2012Amendment$46,970,204$35,790,204vs Jun 5, 201219SEC filing
Jun 5, 2012Amendment$11,180,000$0vs May 27, 20119SEC filing
May 27, 2011Amendment$11,180,000$0vs Jul 14, 20109SEC filing
Jul 14, 2010Initial$11,180,000No comparison9SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-144894

Source: Form D, filed Jul 3, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TIBERIUS OC FUND, LTD.

Investment adviser: OCTAVIAN ADVISORS, LP

Gross asset value
$29M
Beneficial owners
14
ADV minimum commitment
$250K

Reported in Form ADV on Jun 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 742739 · Jun 26, 2013 · Schedule D 7.B.(1), fund 805-4608356374

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David Bree Director
Richard A. Hurowitz Director
Kevin Williams Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Citco Fund Svcs (Cayman Islands) Ltd Windward 1, Regatta Ofc Pk, West Bay Rd
Grand Cayman, E9, KY1-1205