Form D · Other Banking and Financial Services
THUNDER BAY FINANCIAL LLC
Thompson, PA · CIK 0001595644
Offering snapshot reported Jan 8, 2014 · SEC filing
- Reported sold
- $1M Offering amount: $2M
- Investors reported
- 41 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Dec 31, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 8, 2014 | Initial | $1,000,000 | No comparison | 41 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $80K
- Finders' fees
- $0
- Form D file number
- 021-209536
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Cantone Research Inc. | 26314 | Cantone Research Inc. · CRD 26314 |
Source: Form D, filed Jan 8, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Anthony J Cantone | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
439 Wrighter Lake Road
Thompson, PA, 18465
Thompson, PA, 18465