Form D · Investment Banking

Three Ocean Partners LLC

New York, NY · CIK 0001514539

Offering snapshot reported Aug 3, 2011 · SEC filing

Reported sold
$4.98M
Offering amount: $10M
Investors reported
22
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 4, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.49M$4.98MMar 11, 2011: $600,000.00Mar 11, 2011Aug 3, 2011: $4,975,000.00Aug 3, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$600,000 → $4,975,000
  • Reported investors4 → 22

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 3, 2011Amendment$4,975,000$4,375,000vs Mar 11, 201122SEC filing
Mar 11, 2011Initial$600,000No comparison4SEC filing

Offering details

Securities
Equity
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-156551

Source: Form D, filed Aug 3, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David W Knowlton Executive
. Top Management Llc Executive
. Top Management Services Llc Executive

Issuer details

Industry: Investment Banking (See others in industry)

Address:
551 Fifth Avenue, Suite 3800
New York, NY, 10176