Form D · Hedge Fund

THOROUGHBRED FUND LP

Short Hills, NJ · CIK 0001442110

Offering snapshot reported May 15, 2015 · SEC filing

Reported sold
$1.47B
Indefinite offering
Investors reported
170
Form D · investor count
Minimum accepted
$5M
Reported outside-investor minimum
First sale
Jul 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$737M$1.47BJul 9, 2009: $909,734,950.00Jul 9, 2009Jun 9, 2010: $965,340,215.00Jun 7, 2011: $1,097,249,761.00Jun 1, 2012: $1,144,118,421.00May 31, 2013: $1,420,564,251.00May 14, 2014: $1,436,395,592.00May 15, 2015: $1,474,196,948.00May 15, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,436,395,592 → $1,474,196,948
  • Reported investors165 → 170

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 15, 2015Amendment$1,474,196,948$37,801,356vs May 14, 2014170SEC filing
May 14, 2014Amendment$1,436,395,592$15,831,341vs May 31, 2013165SEC filing
May 31, 2013Amendment$1,420,564,251$276,445,830vs Jun 1, 2012160SEC filing
Jun 1, 2012Amendment$1,144,118,421$46,868,660vs Jun 7, 2011143SEC filing
Jun 7, 2011Amendment$1,097,249,761$131,909,546vs Jun 9, 2010135SEC filing
Jun 9, 2010Amendment$965,340,215$55,605,265vs Jul 9, 200985SEC filing
Jul 9, 2009Initial$909,734,950No comparison75SEC filing
Aug 1, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-121121

Source: Form D, filed May 15, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THOROUGHBRED FUND L.P.

Investment adviser: APPALOOSA MANAGEMENT L.P.

Gross asset value
$3.05B
Beneficial owners
123
ADV minimum commitment
$5M

Reported in Form ADV on Jul 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C GLOBEOP FINANCIAL SERVICES HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG NEW YORK, New York, United States
Custodian BANK OF AMERICA, NA CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian CITIBANK, NA NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian HSBC BANK USA, NA NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian PNC BANK, NA PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian TD BANK, NA CHERRY HILL, New Jersey, United States Related to adviser: No
Custodian WELLS FARGO BANK, NA SAN FRANCISCO, California, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Filing source

Form ADV 927192 · Jul 31, 2015 · Schedule D 7.B.(1), fund 805-7059984150

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Appaloosa Management L.P. Executive
L.P. Appaloosa Management L.P. Executive
Appaloosa Management L.P. Executive
Appaloosa Partners Inc. Executive
N/A Appaloosa Partners Inc. Executive
Inc. Appaloosa Partners Inc. Executive
David A. Tepper Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
51 John F. Kennedy Parkway
Short Hills, NJ, 07078