Form D · Private Equity Fund

Thorofare Asset Based Lending Fund IV, L.P.

Los Angeles, CA · CIK 0001654490

Offering snapshot reported Oct 3, 2016 · SEC filing

Reported sold
$206M
Indefinite offering
Investors reported
284
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 17, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$103M$206MOct 1, 2015: $105,086,438.00Oct 1, 2015Oct 2, 2015: $105,086,438.00Oct 3, 2016: $205,843,397.00Oct 3, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$105,086,438 → $205,843,397
  • Reported investors141 → 284

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 3, 2016Amendment$205,843,397$100,756,959vs Oct 2, 2015284SEC filing
Oct 2, 2015Amendment$105,086,438$0vs Oct 1, 2015141SEC filing
Oct 1, 2015Initial$105,086,438No comparison141SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-248597

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNone

Source: Form D, filed Oct 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Ryan Herbert Executive
Kevin Miller Executive
Brendan Miller Executive
Marc Rapaport Executive
N/A Thorofare Lending Fund Iv Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
633 West Fifth St. Suite 2200
Los Angeles, CA, 90071