Form D · Other Investment Fund

THORNAPPLE RIVER CAPITAL - FINANCIAL SERVICES INDUSTRY FUND LLC

Grand Rapids, MI · CIK 0001655398

Offering snapshot reported Oct 20, 2015 · SEC filing

Reported sold: $5.66M
Investors reported: 23
Minimum accepted: $50K
First sale: Oct 16, 2015

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 20, 2015	Initial	$5,655,900	No comparison	23	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-249732

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
McDonald Partners LLC	135414

Source: Form D, filed Oct 20, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THORNAPPLE RIVER CAPITAL FINANCIAL SERVICES INDUSTRY FUND LLC

Investment adviser: THORNAPPLE RIVER CAPITAL LLC

Gross asset value: $2.7M
Beneficial owners: 56
ADV minimum commitment: $100K

Reported in Form ADV on Nov 18, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OAKPOINT FINANCIAL SERVICES LLC AVON, Ohio, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor REHMANN ROBSON LLC SAGINAW, Michigan, United States

Custodian CENTRAL FEDERAL CORPORATION AKRON, Ohio, United States Related to adviser: No

Custodian MCDONALD PARTNERS LLC CLEVELAND, Ohio, United States Related to adviser: No

Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED GRAND RAPIDS, Michigan, United States Related to adviser: No

Marketer MCDONALD PARTNERS LLC CLEVELAND, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

REHMANN ROBSON LLC
PCAOB 263

CENTRAL FEDERAL CORPORATION
LEI 549300ZGCIDP1G72QO72

MCDONALD PARTNERS LLC
SEC 8-66985

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

MCDONALD PARTNERS LLC
CRD 135414 · SEC 801-64294

Filing source

Form ADV 1467721 · Nov 18, 2020 · Schedule D 7.B.(1), fund 805-1239715247

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brandon Kanitz	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2693 Thornapple River Drive
Grand Rapids, MI, 49546