Form D · Other Investment Fund

Thomson Horstmann & Bryant Small Cap Trust

Boston, MA · CIK 0001473103

Offering snapshot reported Dec 16, 2009 · SEC filing

Reported sold
$167M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 11, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$83.4M$167MDec 14, 2009: $151,924,376.00Dec 14, 2009Dec 16, 2009: $166,887,534.00Dec 16, 2009: $166,887,534.00Dec 16, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 16, 2009Amendment$166,887,534$0vs Dec 16, 200915SEC filing
Dec 16, 2009Amendment$166,887,534$14,963,158vs Dec 14, 200915SEC filing
Dec 14, 2009Initial$151,924,376No comparison14SEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136885
Total aggregate sales are $166,887,533.81

Source: Form D, filed Dec 16, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John S. Cotner Director
Brian Dillon Executive
Linda T. Gibson Director
Joan R. Gulinello Executive
Mary J. Kirby Director
Karen F. Kupferberg Director
Vincent Manning Executive
Eric L. Marhoun Director
Kathy Nicholl Executive
N/A Old Mutual Asset Management Trust Company Promoter
Kevin G. Quinn Director
Peter L. Rollins Director
Stephen T. Scott Director
David H. Smith Director
Virginia M. Turner Executive
Thomas M. Turpin Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Old Mutual Asset Management Trust Co 200 Clarendon Street, 52 Nd Floor
Boston, MA, 02116