Form D · Other Investment Fund
THOMSON HORSTMANN & BRYANT MICROCAP TRUST
Boston, MA · CIK 0001168202
Offering snapshot reported Dec 11, 2009 · SEC filing
- Reported sold
- $336M Indefinite offering
- Investors reported
- 70 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 1, 2001 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 11, 2009 | Amendment | $336,009,136 | No comparison | 70 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-40280
Total aggregate sales are $336,009,136.12
Source: Form D, filed Dec 11, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Brian Dillon | Executive |
| Joan R. Gulinello | Executive |
| Mary J. Kirby | Director |
| Karen F. Kupferberg | Director |
| Vincent Manning | Executive |
| Eric L. Marhoun | Director |
| Kathy Nicholl | Executive |
| N/A Old Mutual Asset Management Trust Co | Promoter |
| Peter L. Rollins | Director |
| Stephen T. Scott | Director |
| David H. Smith | Director |
| Virginia M. Turner | Executive |
| Thomas M. Turpin | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Old Mutual Asset Management Co (Omamtc) 200 Clarendon Street, 52 Nd Floor
Boston, MA, 02116
Boston, MA, 02116