Form D · Commercial

Thompson/Post Ladera Palms, DST

Irvine, CA · CIK 0001510979

Offering snapshot reported May 4, 2011 · SEC filing

Reported sold
$758K
Offering amount: $7.27M
Investors reported
5
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Jan 21, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$379K$758KFeb 4, 2011: $758,149.00Feb 4, 2011Mar 8, 2011: $758,149.00Mar 8, 2011Mar 28, 2011: $758,149.00Mar 28, 2011May 4, 2011: $758,149.00May 4, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors4 → 5

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 4, 2011Amendment$758,149$0vs Mar 28, 20115SEC filing
Mar 28, 2011Amendment$758,149$0vs Mar 8, 20114SEC filing
Mar 8, 2011Amendment$758,149$0vs Feb 4, 20114SEC filing
Feb 4, 2011Initial$758,149No comparison4SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$509K (estimated)
Finders' fees
$0
Form D file number
021-154837
Delaware statutory trust

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John M. Butler1951436Investment Security Corporation · CRD 47536
Donald T. Milin334302Western International Securities, Inc. · CRD 39262
Richard Zuvella5207826Sigma Financial Corporation · CRD 14303
Mark A. Cline3206962Great Nation Investment Corporation · CRD 19981
Tomas J. Velken1600404Sigma Financial Corporation · CRD 14303
Ronald D. Birnbaum2382580Advisory Group Equity Services LTD · CRD 15427
Timothy L. Pearson3180636Sammons Securities Company, LLC · CRD 115368

Source: Form D, filed May 4, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Atchity Executive
Jack R. Ehrman Executive
Leon Halperin Executive
Christopher M. Lal Executive
Jack R Maurer Executive
Jason Post Executive
1 Post Investment Group Promoter
Anthony W. Thompson Executive
1 Thompson National Properties, Llc Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
C/O Thompson National Properties, Llc 1900 Main Street, Suite 700
Irvine, CA, 92614