Form D · Hedge Fund
Thomas White Emerging Markets Fund, LLC
Chicago, IL · CIK 0001602007
Offering snapshot reported Mar 12, 2014 · SEC filing
- Reported sold
- $26.7M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $2M Reported outside-investor minimum
- First sale
- Feb 1, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 12, 2014 | Initial | $26,701,744 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-213421
Minimum investment reflected in Item 11: The Manager reserves the right, in its sole discretion, to accept reduced initial and subsequent subscriptions
Source: Form D, filed Mar 12, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THOMAS WHITE EMERGING MARKETS FUND, LLC
Investment adviser: THOMAS WHITE INTERNATIONAL LTD
- Gross asset value
- $11.8M
- Beneficial owners
- 2
- ADV minimum commitment
- $2M
Reported in Form ADV on Mar 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE AND TOUCHE LLP
PCAOB 34
Filing source
Form ADV 1625295 · Mar 29, 2022 · Schedule D 7.B.(1), fund 805-8520279053
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James R. Conner | Executive |
| Douglas M. Jackman | Executive |
| Wei Li | Executive |
| David M. Sullivan | Executive |
| N/A Thomas White International, Ltd. | Promoter |
| Joseph K. White | Director |
| Thomas, Jr S. White | Director, Executive |
| Stathy M. White | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60605