Form D · Hedge Fund

Thomas Welles Fund II, LLC

West Conshohocken, PA · CIK 0001626699

Offering snapshot reported Dec 8, 2017 · SEC filing

Reported sold
$85M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 25, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$42.5M$85MDec 11, 2014: $55,000,000.00Dec 11, 2014Dec 11, 2015: $85,000,000.00Dec 11, 2015Dec 9, 2016: $85,000,000.00Dec 9, 2016Dec 8, 2017: $85,000,000.00Dec 8, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 8, 2017Amendment$85,000,000$0vs Dec 9, 20161SEC filing
Dec 9, 2016Amendment$85,000,000$0vs Dec 11, 20151SEC filing
Dec 11, 2015Amendment$85,000,000$30,000,000vs Dec 11, 20141SEC filing
Dec 11, 2014Initial$55,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$97.2K
Finders' fees
$0
Form D file number
021-229884

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Stanley & Co. LLC8209

Source: Form D, filed Dec 8, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THOMAS WELLES FUND II, LLC

Investment adviser: MORGAN STANLEY AIP GP LP

Gross asset value
$86.6M
Beneficial owners
1
ADV minimum commitment
$100K

Reported in Form ADV on Jul 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET TRUST & BANK COMPANY BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian STATE STREET TRUST & BANK COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

Filing source

Form ADV 1227312 · Jul 2, 2018 · Schedule D 7.B.(1), fund 805-3326688433

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Morgan Stanley Aip Gp Lp Promoter
N/A Morgan Stanley Alternative Investment Partners Lp Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
100 Front Street, Suite 400
West Conshohocken, PA, 19428