Form D · Other Investment Fund

Thomas Welles Fund I, LLC

New York, NY · CIK 0001653751

Offering snapshot reported Dec 27, 2021 · SEC filing

Reported sold
$179M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$50M
Reported outside-investor minimum
First sale
Sep 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$89.5M$179MDec 7, 2015: $85,000,000.00Dec 7, 2015Dec 22, 2017: $85,000,000.00Dec 22, 2017Dec 21, 2018: $85,000,000.00Dec 19, 2019: $173,265,975.00Dec 19, 2019Dec 23, 2020: $173,265,975.00Dec 27, 2021: $179,021,119.00Dec 27, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$173,265,975 → $179,021,119

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 27, 2021Amendment$179,021,119$5,755,144vs Dec 23, 20201SEC filing
Dec 23, 2020Amendment$173,265,975$0vs Dec 19, 20191SEC filing
Dec 19, 2019Amendment$173,265,975$88,265,975vs Dec 21, 20181SEC filing
Dec 21, 2018Amendment$85,000,000$0vs Dec 22, 20171SEC filing
Dec 22, 2017Amendment$85,000,000$0vs Dec 7, 20151SEC filing
Dec 7, 2015Initial$85,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-252490

Source: Form D, filed Dec 27, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THOMAS WELLES FUND I, LLC

Investment adviser: APPOMATTOX ADVISORY, INC

Gross asset value
$251K
Beneficial owners
1
ADV minimum commitment
$50M

Reported in Form ADV on Jul 29, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LIMITED HAMILTON, Bermuda
Custodian CITCO GLOBAL CUSTODY (N.A.) N.V. CURACAO, Curacao Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE LIMITED
PCAOB 5230

Filing source

Form ADV 1665921 · Jul 29, 2022 · Schedule D 7.B.(1), fund 805-6743069724

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Member/Manager Appomattox Advisory, Inc. Director
Oscar G. Vollmer Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
551 Fifth Avenue 26 Th Floor
New York, NY, 10176