Form D · Hedge Fund
THL Credit Loan Opportunity Fund (Onshore)
Oak Brook, IL · CIK 0001355695
Offering snapshot reported Apr 24, 2013 · SEC filing
- Reported sold
- $160M Indefinite offering
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$138,829,978 → $159,500,000
- Reported investors31 → 15
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 24, 2013 | Amendment | $159,500,000 | $20,670,022vs Feb 28, 2012 | 15 | SEC filing |
| Feb 28, 2012 | Amendment | $138,829,978 | $11,000,000vs Mar 7, 2011 | 31 | SEC filing |
| Mar 7, 2011 | Amendment | $127,829,978 | -$304,842,806vs Feb 24, 2010 | 14 | SEC filing |
| Feb 24, 2010 | Amendment | $432,672,784 | $306,822,784vs Mar 19, 2009 | 24 | SEC filing |
| Mar 19, 2009 | Amendment | $125,850,000 | No comparison | Not reported | SEC filing |
| Mar 16, 2009 | Amendment | $125,850,000 | No comparison | Not reported | SEC filing |
| Feb 24, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $716K (estimated)
- Form D file number
- 021-86975
The Manager pays third party finders an agreed upon percentage of the management fees the Manager earns from investors referred by the finders.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutsche Bank Securities Inc. | 2525 | |
| Western International Securities | 39262 |
Source: Form D, filed Apr 24, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Fellows | Director |
| James K Hunt | Director |
| Michael Kamradt | Executive |
| John Mc Careins | Executive |
| Dennis Mc Donnell | Executive |
| Terrence Olson | Director |
| Edward Treichel | Executive |
| Edward C. Wood Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1515 W 22 Nd St 11 Th Fl
Oak Brook, IL, 60523
Oak Brook, IL, 60523