Form D · Hedge Fund
THL Credit Loan Opportunity Fund (Offshore)
Oak Brook, IL · CIK 0001356020
Offering snapshot reported Apr 24, 2013 · SEC filing
- Reported sold
- $500M Indefinite offering
- Investors reported
- 42 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 4, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$554,761,988 → $499,870,253
- Reported investors108 → 42
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 24, 2013 | Amendment | $499,870,253 | -$54,891,735vs Feb 28, 2012 | 42 | SEC filing |
| Feb 28, 2012 | Amendment | $554,761,988 | $100,589,204vs Mar 7, 2011 | 108 | SEC filing |
| Mar 7, 2011 | Amendment | $454,172,784 | $326,442,806vs Feb 24, 2010 | 81 | SEC filing |
| Feb 24, 2010 | Amendment | $127,729,978 | -$302,638,443vs Mar 13, 2009 | 81 | SEC filing |
| Mar 13, 2009 | Amendment | $430,368,421 | No comparison | Not reported | SEC filing |
| Feb 24, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $2.04M (estimated)
- Form D file number
- 021-87105
The Manager pays third party finders an agreed upon percentage of the management fees the Manager earns from investors referred by the finder.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Deutche Bank Securities Inc. | 2525 | |
| Western International Securities | 39262 |
Source: Form D, filed Apr 24, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
THL CREDIT LOAN OPPORTUNITY FUND (OFFSHORE)
Investment adviser: FIRST EAGLE ALTERNATIVE CREDIT SLS, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Apr 15, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 730365 · Apr 15, 2013 · Schedule D 7.B.(1), fund 805-4159659286
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Fellows | Director |
| James K Hunt | Director |
| Michael Kamradt | Executive |
| John Mc Careins | Executive |
| Dennis Mc Donnell | Executive |
| Terrence Olson | Director |
| Edward Treichel | Executive |
| Edward C. Wood Iii | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Oak Brook, IL, 60523