Form D · Other Investment Fund

THL Credit Direct Lending Fund IV LLC

Boston, MA · CIK 0001747760

Offering snapshot reported Sep 17, 2019 · SEC filing

Reported sold: $461M
Investors reported: 7
Minimum accepted: $0
First sale: Jul 31, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 17, 2019	Amendment	$461,148,000	$0vs Jul 30, 2019	7	SEC filing
Jul 30, 2019	Amendment	$461,148,000	No comparison	7	SEC filing
Jul 30, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-318077

Amounts are aggregated to include the Issuer and its parallel funds.

Total amount of sales commissions and finders' fees shall be determined after the final close of the Issuer.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Morgan Stanley MUFG Securities Co., Ltd.	None
Meritz Securities Co., Ltd	None

Source: Form D, filed Sep 17, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
THL Credit Direct Lending Fund III LLC	Mar 31, 2017	$290,316,000	23
THL Credit Direct Lending Fund IV LLC (this fund)	Sep 17, 2019	$461,148,000	7

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Christopher J Flynn	Executive
Terrence W Olson	Executive
Sabrina Rusnak Carlson	Executive
N/A Thl Credit Advisors Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Federal Street, 31 St Floor
Boston, MA, 02110