Form D · Private Equity Fund

THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P.

New York, NY · CIK 0001594257

Offering snapshot reported Dec 30, 2014 · SEC filing

Reported sold: $37M
Investors reported: 43
Minimum accepted: $0
First sale: Dec 13, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$25,250,000 → $37,025,000
Reported investors39 → 43

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 30, 2014	Amendment	$37,025,000	$11,775,000vs Dec 30, 2013	43	SEC filing
Dec 30, 2013	Initial	$25,250,000	No comparison	39	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-208925

Source: Form D, filed Dec 30, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P.

Investment adviser: ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Gross asset value: $38.2M
Beneficial owners: 65
ADV minimum commitment: $250K

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, NATIONAL ASSOCIATION RIVERSIDE, Rhode Island, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

J.P. MORGAN SECURITIES LLC
SEC 8-35008

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Filing source

Form ADV 2124829 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-9699623622

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
THIRTEEN PARTNERS PRIVATE EQUITY 3, L.P. (this fund)	Dec 30, 2014	$37,025,000	43
Thirteen Partners Private Equity 4, L.P.	Aug 15, 2016	$42,930,000	67
Thirteen Partners Private Equity 5, L.P.	Dec 12, 2017	$38,135,000	65
Thirteen Partners Private Equity 6, L.P.	Sep 24, 2019	$27,185,000	79
Thirteen Partners Private Equity 7, L.P.	Feb 12, 2021	$27,565,000	54
Thirteen Partners Private Equity 8, L.P.	Apr 8, 2021	$12,560,000	Not reported
Thirteen Partners Private Equity 9, L.P.	Jul 20, 2022	$4,765,000	5
Thirteen Partners Private Equity 10, L.P.	Jun 12, 2025	$25,570,000	78

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Alternative Investment Management, Llc	Executive
Alternative Investment Management, Llc	Promoter
Jonathan M Harris	Executive
N/A Thirteen Partners Private Equity 3 Gp, Llc	Director
Thirteen Partners Private Equity 3 Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

830 Third Avenue 6 Th Floor
New York, NY, 10022