Form D · Private Equity Fund

Thirteen Partners Direct SPV 4, LLC

New York, NY · CIK 0002011412

Offering snapshot reported Feb 9, 2024 · SEC filing

Reported sold: $13.8M
Investors reported: 28
Minimum accepted: $1
First sale: Feb 5, 2024

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 9, 2024	Initial	$13,775,000	No comparison	28	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-504913

Source: Form D, filed Feb 9, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THIRTEEN PARTNERS DIRECT SPV 4, LLC

Investment adviser: ALTERNATIVE INVESTMENT MANAGEMENT, LLC

Gross asset value: $40.1M
Beneficial owners: 46
ADV minimum commitment: $100K

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian CITIZENS BANK, NATIONAL ASSOCIATION RIVERSIDE, Rhode Island, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer SAXONY SECURITIES, INC. ST. LOUIS, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

CITIZENS BANK, NATIONAL ASSOCIATION
LEI DRMSV1Q0EKMEXLAU1P80

J.P. MORGAN SECURITIES LLC
SEC 8-35008

SAXONY SECURITIES, INC.
CRD 115547 · SEC 8-53490

Filing source

Form ADV 2124829 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-5155270135

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Thirteen Partners Direct SPV 4, LLC (this fund)	Feb 9, 2024	$13,775,000	28
Thirteen Partners Direct SPV 5, LLC	Apr 25, 2024	$19,410,000	33

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jonathan M Harris	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Alternative Investment Mgmt., Llc 757 Third Avenue, 12 Th Floor
New York, NY, 10017