Form D · Investing
Third Level LLC
New York, NY · CIK 0001621105
Offering snapshot reported Nov 26, 2014 · SEC filing
- Reported sold
- $5.6M Offering amount: $10M
- Investors reported
- 24 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Nov 26, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 26, 2014 | Initial | $5,600,709 | No comparison | 24 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $448K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-229143
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| National Securities Corporation | 7569 | National Securities Corporation · CRD 7569 |
Source: Form D, filed Nov 26, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Goldwasser | Director, Executive |
| Roger Monteforte | Director, Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
410 Park Avenue 14 Th Floor
New York, NY, 10022
New York, NY, 10022