Form D · Hedge Fund

THIRD EYE CAPITAL CREDIT OPPORTUNITIES FUND - ABL OPPORTUNITIES FUND

Luxembourg, N4 · CIK 0001435166

Offering snapshot reported May 22, 2012 · SEC filing

Reported sold: $43.3M
Investors reported: 6
Minimum accepted: $2M
First sale: Apr 10, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 22, 2012	Amendment	$43,275,000	$0vs May 7, 2009	6	SEC filing
May 7, 2009	Amendment	$43,275,000	No comparison	Not reported	SEC filing
May 12, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $812K
Form D file number: 021-118194

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Stonehaven, LLC	118913

Source: Form D, filed May 22, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THIRD EYE CAPITAL CREDIT OPPORTUNITIES FUND - ABL OPPORTUNITIES FUND

Investment adviser: THIRD EYE CAPITAL MANAGEMENT, INC

Gross asset value: $47.5M
Beneficial owners: 5
ADV minimum commitment: $2M

Reported in Form ADV on Mar 29, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LUXEMBOURG S.A.R.L. LUXEMBOURG, Luxembourg

Custodian RBC DEXIA INVESTOR SERVICES BANK S.A. LUXEMBOURG, Luxembourg Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Filing source

Form ADV 616950 · Mar 29, 2012 · Schedule D 7.B.(1), fund 805-8505921016

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Arif Bhalwani	Director
Robert De Normandie	Director
Richard Goddard	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

19 Rue De Bitbourg
Luxembourg, N4, L-1273