Form D · Other Banking and Financial Services

Thesis Capital Group, LLC

New York, NY · CIK 0001475717

Offering snapshot reported Jun 9, 2011 · SEC filing

Reported sold
$2.78M
Indefinite offering
Investors reported
26
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Nov 2, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.39M$2.78MNov 12, 2009: $350,000.00Nov 12, 2009Jun 9, 2011: $2,782,000.00Jun 9, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$350,000 → $2,782,000
  • Reported investors3 → 26

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 9, 2011Amendment$2,782,000$2,432,000vs Nov 12, 200926SEC filing
Nov 12, 2009Initial$350,000No comparison3SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-136066

Source: Form D, filed Jun 9, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Stephen F. Roseman Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
441 Lexington Avenue, 6th Floor
New York, NY, 10017