Form D · Other Health Care

TherOx, Inc.

Irvine, CA · CIK 0001442217

Offering snapshot reported May 10, 2018 · SEC filing

Reported sold
$15M
Offering amount: $15M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 2, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 10, 2018Initial$15,000,000No comparison1SEC filing
Aug 10, 2015Initial$16,806,247No comparison51SEC filing
Sep 8, 2014Amendment$1,035,265$70,766vs Aug 21, 201421SEC filing
Aug 21, 2014Initial$964,499No comparison16SEC filing
Nov 5, 2013Amendment$5,600,000$1,894,192vs Mar 29, 201343SEC filing
Mar 29, 2013Amendment$3,705,808$211,118vs Feb 5, 201343SEC filing
Feb 5, 2013Initial$3,494,690No comparison36SEC filing

Offering details

Securities
Debt, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$800K
Form D file number
021-312056

Source: Form D, filed May 10, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Frank M. Fischer Director
D. Keith Grossman Director
Hayden H. Harris Director
Joseph S. Lacob Director
Kevin T. Larkin Director, Executive
C. Raymond Larkin, Jr. Director
David B. Musket Director
Nicholas Pianim Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
17500 Cartwright Road Suite 100
Irvine, CA, 92614