Form D · Other Technology
THERMOENERGY CORP
Worcester, MA · CIK 0000884504
Offering snapshot reported Jul 26, 2012 · SEC filing
- Reported sold
- $1.73M Offering amount: $9.56M
- Investors reported
- 26 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 11, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 26, 2012 | Initial | $1,731,625 | No comparison | 26 | SEC filing |
| Aug 13, 2010 | Amendment | $13,980,005 | $6,900,005vs Dec 4, 2009 | 13 | SEC filing |
| Dec 4, 2009 | Initial | $7,080,000 | No comparison | 8 | SEC filing |
| Sep 2, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jan 4, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 4, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Aug 2, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.1M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-181816
Total Offering Amount includes $1,562,500 for over-allotment.
Placement Agent will also be granted warrants to purchase up to 9,185,000 shares of Common Stock at $0.15 per Share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| More than five Associated Persons | None | Dawson James Securities, Inc. · CRD 130645 |
Source: Form D, filed Jul 26, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dileep Agnihotri | Director |
| David Anthony | Director |
| Joseph P. Barlett | Director |
| Joseph P. Bartlett | Director |
| Cary G. Bullock | Director, Executive |
| Dennis C. Cossey | Director, Executive |
| David Delasanta | Executive |
| David Gelbaum | Director |
| Shawn R. Huges | Director, Executive |
| J. Winder Huges Iii | Director |
| Shawn R. Hughes | Director |
| J. Winder Hughes Iii | Director |
| Teodor Klowan Jr. | Executive |
| Teodor Klowan, Jr. | Executive |
| Arthur S. Reynolds | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
10 New Bond Street
Worcester, MA, 01606
Worcester, MA, 01606