Form D · Biotechnology
THERMALIN INC.
Waban, MA · CIK 0001715535
Offering snapshot reported Aug 22, 2019 · SEC filing
- Reported sold
- $17.1M Offering amount: $23M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jul 7, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,896,461 → $17,121,564
- Reported investors4 → 6
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 22, 2019 | Amendment | $17,121,564 | $12,225,103vs Nov 24, 2017 | 6 | SEC filing |
| Aug 8, 2019 | Initial | $2,337,021 | No comparison | 5 | SEC filing |
| Nov 24, 2017 | Initial | $4,896,461 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $367K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-299446
Series A Preferred
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | BOSTON INNOVATION CAPITAL, LLC · CRD 268813 |
Source: Form D, filed Aug 22, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Berenson | Director, Executive, Promoter |
| Katherine Bowdish | Director |
| John Brooks | Director |
| Masako Hashimoto | Director |
| John Picerne | Director |
| David C. Sweeney | Director |
| Tim Xiao | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
39 Karen Road
Waban, MA, 02468
Waban, MA, 02468