Form D · Biotechnology

THERMALIN INC.

Waban, MA · CIK 0001715535

Offering snapshot reported Aug 22, 2019 · SEC filing

Reported sold
$17.1M
Offering amount: $23M
Investors reported
6
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 7, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.56M$17.1MNov 24, 2017: $4,896,461.00Nov 24, 2017Aug 22, 2019: $17,121,564.00Aug 22, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,896,461 → $17,121,564
  • Reported investors4 → 6

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 22, 2019Amendment$17,121,564$12,225,103vs Nov 24, 20176SEC filing
Aug 8, 2019Initial$2,337,021No comparison5SEC filing
Nov 24, 2017Initial$4,896,461No comparison4SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$367K (estimated)
Finders' fees
$0
Form D file number
021-299446
Series A Preferred

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneBOSTON INNOVATION CAPITAL, LLC · CRD 268813

Source: Form D, filed Aug 22, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Berenson Director, Executive, Promoter
Katherine Bowdish Director
John Brooks Director
Masako Hashimoto Director
John Picerne Director
David C. Sweeney Director
Tim Xiao Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
39 Karen Road
Waban, MA, 02468