Form D · Biotechnology

Thermalin Diabetes, LLC

Cleveland, OH · CIK 0001502127

Offering snapshot reported Jul 28, 2014 · SEC filing

Reported sold
$6.65M
Offering amount: $14M
Investors reported
71
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 26, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.33M$6.65MJul 10, 2013: $3,142,094.00Jul 10, 2013Jul 28, 2014: $6,654,859.00Jul 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,142,094 → $6,654,859
  • Reported investors28 → 71

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 28, 2014Amendment$6,654,859$3,512,765vs Jul 10, 201371SEC filing
Sep 3, 2013Initial$2,525,000No comparison33SEC filing
Jul 10, 2013Initial$3,142,094No comparison28SEC filing
Mar 29, 2011Amendment$2,812,759$320,500vs Feb 24, 201137SEC filing
Feb 24, 2011Amendment$2,492,259$588,362vs Oct 21, 201035SEC filing
Oct 21, 2010Initial$1,903,897No comparison23SEC filing

Offering details

Securities
Equity, Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199310
Series B Preferred Shares. The minumum amount reflected in Item 11 may be waived by the Issuer.

Source: Form D, filed Jul 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Berenson Director, Executive, Promoter
Mitchell Briskin Executive
John Brooks Director
Jeffrey Elton Director
Bruce H. Frank Executive
Joseph Jankowski Director
Raymond Rackley Director
Steven Tregay Director
Michael Weiss Director, Executive, Promoter
Gerald Wisler Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
10000 Cedar Avenue
Cleveland, OH, 44106