Form D · Private Equity Fund

Themes Investment Partners II, L.P.

Hong Kong, K3 · CIK 0001478983

Offering snapshot reported Aug 17, 2011 · SEC filing

Reported sold
$71.3M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Mar 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$35.7M$71.3MJan 20, 2010Jan 20, 2011: $70,300,000.00Jan 20, 2011Aug 17, 2011: $71,300,000.00Aug 17, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$70,300,000 → $71,300,000
  • Reported investors2 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 17, 2011Amendment$71,300,000$1,000,000vs Jan 20, 20113SEC filing
Jan 20, 2011Amendment$70,300,000No comparison2SEC filing
Jan 20, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$1M (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-137987

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
n/aNoneMercury Captial Advisors, LLP

Source: Form D, filed Aug 17, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THEMES INVESTMENT PARTNERS II, L.P.

Investment adviser: ALLY BRIDGE GROUP (PE) LLC

Gross asset value
$2.01M
Beneficial owners
16
ADV minimum commitment
$1M

Reported in Form ADV on Jul 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET FUND SERVICES (HONG KONG) LIMITED HONG KONG, Hong Kong Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS GRAND CAYMAN, Cayman Islands
Custodian BOCI SECURITIES LIMITED HONG KONG, Hong Kong Related to adviser: No
Custodian EAST WEST BANK EL MONTE, California, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: Yes
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSE COOPERS
PCAOB 1266

EAST WEST BANK
LEI F28JOQ8OBWCFUYM0UX93

JEFFERIES LLC
SEC 8-15074

Filing source

Form ADV 2113578 · Jul 1, 2026 · Schedule D 7.B.(1), fund 805-7685753766

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kenneth Courtis Executive
Xin Hao Jiang Executive
None Themes Investment Partners Ii Gp, L.P. Promoter
Xi Qun Yi Director, Executive
Fan Yu Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1814 1816, 18th Floor, Hutchison House 10 Harcourt Road, Central
Hong Kong, K3, 00000