Form D · Other Investment Fund

THC Sage Brook LLC

Morristown, NJ · CIK 0001686205

Offering snapshot reported Oct 12, 2016 · SEC filing

Reported sold: $4.11M
Investors reported: 24
Minimum accepted: $100K
First sale: Aug 11, 2016

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 12, 2016	Initial	$4,110,500	No comparison	24	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-272290

Source: Form D, filed Oct 12, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THC SAGE BROOK, LLC

Investment adviser: HAMPSHIRE INVESTMENT MANAGEMENT COMPANY, LLC

Gross asset value: $199K
Beneficial owners: 26
ADV minimum commitment: $100K

Reported in Form ADV on Jun 19, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator REAL FOUNDATIONS, INC. DALLAS, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CARR, RIGGS, & INGRAM LLC ATLANTA, Georgia, United States

Custodian BANK OF AMERICA NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CARR, RIGGS, & INGRAM LLC
PCAOB 213

Filing source

Form ADV 1434090 · Jun 19, 2020 · Schedule D 7.B.(1), fund 805-5199231019

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Deborah H. Imperatore	Director, Executive, Promoter
Thc Sage Brook Mm Llc	Director, Executive, Promoter
Hampshire Destination Properties, Llc	Director, Executive, Promoter
Cimco Fourteen, Llc	Director, Executive, Promoter
The Hampshire Companies, Llc	Director, Executive, Promoter
Circle Squared Alternative Investments, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

83 South Street
Morristown, NJ, 07960